Search results
Showing 201 to 210 of 744 search results for implementing the Consumer Duty.
-
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
How to apply for authorisation or registration
If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply. -
CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]
We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers. -
Mortgage fraud
If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself. -
About our data
The FCA publishes a wide range of data. Find out about the types of data available and how often it is published. -
2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed. -
Credit unions
Find out how to get authorised and about other requirements for credit unions. -
Trading names
Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name. -
Framework MoU: Licensed Bodies as Multi-Disciplinary Practices Constituted as Alternative Business Structures [pdf]
This memorandum of understanding recognises that regulators and professional bodies have duties to exercise various functions autonomously and in the public interest in mind. Co-operation and appropriate information sharing should provide clarity