Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 221 to 230 of 744 search results for implementing the Consumer Duty.

  1. Statement on wind-up of FSCB

    Statements Published: 24/01/2023 Last modified: 24/01/2023
    The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis.

  2. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  3. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

  4. Occasional Paper No. 8: Consumer Vulnerability [pdf]

    Occasional papers Published: 23/02/2015 Last modified: 23/02/2015
    This paper aims to broaden understanding and stimulate interest and debate around vulnerability and to provide practical help and resources to firms in developing and implementing a vulnerability strategy.

  5. Diversity, Equity and Inclusion (DEI) Innovation Spotlight

    Published: 24/08/2022 Last modified: 22/03/2023
    Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space

  6. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  7. Guidance on the duty of responsibility: PS17/9

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.

  8. Helping people access cash

    Firms Focus areas Published: 05/11/2020 Last modified: 02/04/2024
    How new legislation has given the FCA powers to act where it finds or anticipate significant impacts on consumers’ ability to access cash.

  9. Pensions value for money

    Statements Published: 22/11/2023 Last modified: 24/11/2023
    All pension savers need to be confident that their scheme delivers value regardless of where they’re invested. We know that short term cost can dominate decision making in the context of defined contributions (DC) schemes, and whilst cost matter

  10. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
Related searches
Related topics