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Showing 251 to 260 of 744 search results for implementing the Consumer Duty.

251. UK regulators, government and other bodies

     About us What we do Published: 19/04/2016 Last modified: 25/01/2022
     Find out more about the UK agencies, government departments and other regulators we cooperate closely with.

252. Financial Advice Market Review (FAMR)

     Tasks for regulated firms Published: 21/12/2015 Last modified: 15/02/2023
     The Financial Advice Market Review (FAMR) was launched in August 2015. Read more about the work we have undertaken.

253. Overseas Funds Regime: Update for firms

     Published: 01/05/2024 Last modified: 05/07/2024
     The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

254. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.

255. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

     Policy statements Published: 13/12/2017 Last modified: 04/07/2018
     PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Under the Duty of Responsibility, we can take enforcement action against Senior Managers if:.

256. Transparency

     About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
     The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.

257. Who we work with

     About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
     Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.

258. Future Regulatory Framework (FRF) Review reforms

     Corporate documents Published: 09/12/2022 Last modified: 14/07/2023
     The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected.

259. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

260. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.