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Showing 261 to 270 of 744 search results for implementing the Consumer Duty.

261. Customer Understanding of Transactions

     News stories Published: 12/04/2016 Last modified: 12/04/2016
     their approach to designing products, providing understandable information to consumers and dealing with complaints. ... All firms are using customer survey findings, and many are using consumer group discussions as the basis for producing better, yet

262. Prescribed Persons Annual Report 2022/23

     Data Published: 20/07/2023 Last modified: 20/07/2023
     The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

263. How to organise a COO

     Speeches Published: 08/02/2023 Last modified: 08/02/2023
     Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

264. Banks, insurers and Lloyd’s managing agents

     Firm authorisation Published: 08/08/2017 Last modified: 13/05/2024
     Find out about the authorisation process if you're one of these types of firm.

265. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     the transaction, saving consumers an estimated £200m in overdraft fees and bank charges. ... consumer outcomes does not all lie at the end of the distribution chain.

266. Personal data and supervision

     Last modified: 13/12/2023
     How and why the FCA uses personal data to carry out its supervision functions.

267. Alternatives to high-cost credit

     External research Published: 22/07/2019 Last modified: 22/07/2019
     This FCA report sets out actions and recommendations to improve the availability and awareness of alternatives to high-cost credit.

268. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

269. Expectations of firms selling client banks

     Firms Published: 19/12/2023 Last modified: 19/12/2023
     In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

270. New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel 

     Press Releases Published: 01/08/2023 Last modified: 01/08/2023
     The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel.