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Showing 271 to 280 of 744 search results for implementing the Consumer Duty.

271. Investor protection under MiFID II

     Speeches Published: 20/10/2015 Last modified: 20/10/2015
     Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

272. 100 days of the FCA

     Speeches Published: 09/07/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

273. PS24/7: Implementing the Overseas Funds Regime (OFR)

     Policy statements Published: 17/07/2024 Last modified: 17/07/2024
     Our final rules on the implementation of the Overseas Funds Regime

274. International policy and commodities markets regulation

     Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
     Find out how international policy influences regulation of commodities markets and the affect of likely changes.

275. Highlights of the FCA’s approach in 2022

     Press Releases Published: 21/12/2022 Last modified: 30/01/2023
     The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets.

276. AI: Flipping the coin in financial services

     Speeches Published: 05/10/2023 Last modified: 05/10/2023
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

277. FCA publishes 2016/17 Business Plan

     Press Releases Published: 05/04/2016 Last modified: 05/04/2016
     As well as ensuring our rules are sustainable, these include launching a market study looking at retirement outcomes, implementing the recommendations of the Financial Advice Market Review, developing a policy to ... The increase is due to the inclusion

278. Information for newly authorised firms

     Published: 30/09/2022 Last modified: 25/05/2023
     As a newly authorised firm, learn about the systems you'll use and important things you need to know.

279. FCA consults on complaints handling improvements

     Press Releases Published: 12/12/2014 Last modified: 07/02/2022
     Financial services firms will no longer be able to use premium rate telephone numbers for customers as part of a series of proposals from the Financial Conduct Authority (FCA) on changes to the rules on complaint handling and post-sale telephone

280. Changes to credit union legislation in Great Britain

     Published: 31/05/2023 Last modified: 03/11/2023
     Find out about proposed changes for credit unions in Great Britain and what to do if you want to take advantage of the proposed new powers.