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Showing 311 to 320 of 744 search results for implementing the Consumer Duty.

311. Modelling integrity through culture

     Speeches Published: 19/11/2013 Last modified: 19/11/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

312. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

313. Senior management functions

     Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
     Learn about senior management functions (SMFs) and how we assess them.

314. Apply to become a consumer credit lender or hirer

     Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
     Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.

315. Repeal and replacement of assimilated law

     Firms Published: 13/07/2023 Last modified: 01/05/2024
     Documents on the repeal and replacement of provisions in the retained EU law.

316. Independence, confidence and fairness

     Speeches Published: 04/02/2016 Last modified: 04/02/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

317. Our investigations – the evolving approach

     Speeches Published: 15/06/2017 Last modified: 15/06/2017
     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

318. IRHP: determining the level of redress

     Consumers Published: 26/04/2016 Last modified: 14/12/2021
     IRHP: determining the level of redress.

319. The FCA’s role in promoting innovation

     Speeches Published: 22/09/2016 Last modified: 22/09/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

320. MiFID II – the road ahead

     Speeches Published: 20/10/2015 Last modified: 26/10/2015
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.