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Showing 381 to 390 of 744 search results for implementing the Consumer Duty.
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The defining challenge of our time
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version. -
Competition and investment banking
And when we say consumer, we mean it in the widest sense, since the 2012 Act recognises not just retail consumers, but also wholesale ones. ... And we will be using the Wholesale Sector Competition Review as an important step to implementing our -
FCA sets out forbearance measures for investment company cost disclosure
We set out temporary measures to give investment companies greater ability to explain their costs and charges to help consumers make better informed investment decisions. -
FCA to regulate seven additional financial benchmarks
The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London -
Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
Financial promotions quarterly data 2022 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022. -
IRHP: claims for consequential loss
IRHP: claims for consequential loss. -
CP15/3: Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015
CP15/3: Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015. ... This paper outlines our proposed approach to implementing a legislative framework for ‘consumer buy-to-let’ (CBTL) mortgages. -
New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today
The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.