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Showing 411 to 420 of 744 search results for implementing the Consumer Duty.
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Leaning in on making consumer tech a force for good
Speech by Nikhil Rathi delivered at the Imperial College London Business School. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
CP22/26: Quarterly Consultation Paper No. 38
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
FCA publishes proposals on transactions cost disclosure
The Financial Conduct Authority has today published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments. -
Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
New Chair of the Financial Conduct Authority’s Smaller Business Practitioner Panel announced
The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointment of a new Chair for the FCA’s independent Smaller Business Practitioner Panel. -
Whistleblowing qualitative assessment survey 2022
This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to -
Statement from the Financial Conduct Authority following the announcement by HM Treasury of changes to the Senior Managers’ Regime
duty of responsibility’. ... There has been significant industry focus on this one, small element of the reforms, which risked distracting senior management within firms from implementing both the letter and spirit of the regime. -
Apply to become a credit reference agency or credit information services provider
Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.