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Showing 421 to 430 of 744 search results for implementing the Consumer Duty.
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Financial promotions quarterly data 2022 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022. -
Apply to become a credit reference agency or credit information services provider
Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services. -
Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Regulatory Decisions Committee (RDC)
The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee. -
Charles Randell speech at the Annual Public Meeting 2019
Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting. -
Primary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
PS16/13: Implementation of the Market Abuse Regulation
In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38: -
Statement from the Financial Conduct Authority following the announcement by HM Treasury of changes to the Senior Managers’ Regime
duty of responsibility’. ... There has been significant industry focus on this one, small element of the reforms, which risked distracting senior management within firms from implementing both the letter and spirit of the regime. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
FSCS supplementary levies for 2020/21
Find out more about the 2020/2021 Financial Services Compensation Scheme's (FSCS) supplementary levy.