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Showing 471 to 480 of 744 search results for implementing the Consumer Duty.

471. Consumer investments data review April 2020 - March 2021

     Data Published: 15/09/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

472. Ensuring the fair treatment of customers in vulnerable circumstances

     Firms Published: 16/06/2022 Last modified: 16/06/2022
     The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.

473. Diversity, equity and inclusion: How we work

     About us How we operate Published: 20/07/2023 Last modified: 17/11/2023
     As a public body, the FCA aims to eliminate discrimination and advance equality of opportunity. Read more about our work towards our objectives.

474. FCA and PSR respond to announcement from Cash Action Group (CAG)

     Statements Published: 15/12/2021 Last modified: 15/12/2021
     We respond to the Cash Action Group’s (CAG) announcement that retail banks and building societies will create an independent body to assess the needs of local communities and direct cash solutions.

475. FCA and DWP publish call for evidence on transaction costs

     Press Releases Published: 02/03/2015 Last modified: 02/03/2015
     We have a duty to throw light for the first time on potential hidden charges - and restore faith and fairness in British pensions.". ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to

476. Loan-based crowdfunding platforms: summary of our rules

     New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
     The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

477. FCA sets expectations ahead of incoming crypto marketing rules

     Press Releases Published: 07/09/2023 Last modified: 07/09/2023
     Tough new rules designed to make the marketing of cryptoasset products clearer and more accurate, and that ban incentives like ‘refer a friend’ bonuses, will come into force on 8 October.

478. Early indications that reforms of financial advice are working

     Press Releases Published: 16/12/2014 Last modified: 12/04/2024
     Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.

479. Conduct risk during LIBOR transition

     Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
     Questions and answers for firms on conduct risk during LIBOR transition.

480. FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps

     Feedback statements Published: 16/07/2018 Last modified: 27/07/2022
     FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.