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Showing 521 to 530 of 744 search results for implementing the Consumer Duty.
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Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
will be undertaken to ensure that this market is working well for consumers. ... using the FCA’s consumer protection objective to undertake a programme of work ensuring that consumers are being treated fairly. -
Insights from the 2020 Cyber Coordination Groups
Overview and insight from the latest quarterly Cyber Coordination Group meeting -
CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure. -
What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
Feedback from ‘Working Better Together With Data’ event
A year on from publishing ‘The FCA Data Strategy - How we will manage and use the data we collect', we hosted our first data-focused event – ‘Working Better Together With Data’ on 25 September 2014. -
Asset managers told to review liquidity management in funds
We have reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk. -
FG22/6: Branch and ATM closures or conversions
Updated guidance on our expectations of firms considering the closure of a branch or the conversion of free-to-use ATMs -
REP008: Conduct Rules reporting for solo-regulated firms
Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches. -
Diversity and inclusion: Our role as a regulator
We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.