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Showing 541 to 550 of 744 search results for implementing the Consumer Duty.

  1. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

  2. FCA and Industry Working Group on interest-only mortgages: terms of reference

    Mortgages Published: 21/02/2024 Last modified: 21/02/2024
    We are forming a working group to support and inform our review of existing interest-only guidance as well helping our understanding on how interest-only borrowers are currently treated.

  3. Continuing Professional Development (CPD) and professional qualification exams during coronavirus

    Tasks for regulated firms Published: 27/05/2020 Last modified: 10/02/2023
    During the current pandemic, we expect firms to continue to demonstrate that relevant individuals remain competent to carry out their work.

  4. The vital relationship between the regulator and the advisory industry

    Speeches Published: 18/11/2014 Last modified: 20/11/2014
    Speech by John Griffith-Jones, Chairman of the FCA, at The Association of Professional Financial Advisers (APFA) Annual Gala Dinner delivered at Banking Hall, London. This is the text of the speech as drafted, which may differ from the delivered

  5. The Pensions Regulator and the FCA publish joint regulatory guide

    Press Releases Published: 21/03/2014 Last modified: 01/04/2014
    based pension schemes; and to maximise employer compliance with automatic enrolment duties. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the

  6. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

    Policy statements Published: 30/06/2016 Last modified: 30/06/2016
    In CP15/35 we consulted on changes to the Handbook (other than DEPP and EG) for the purposes of implementing EU MAR. ... It will also be of interest to consumers who directly or indirectly deal and invest in any of the FIs indicated above.

  7. PS22/15: Improving outcomes in non-workplace pensions

    Policy statements Published: 01/12/2022 Last modified: 01/12/2022
    The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions.

  8. Financial Conduct Authority to tackle competition problems with the trade data market

    Press Releases Published: 02/03/2023 Last modified: 03/03/2023
    A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should.

  9. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

  10. TR13/5 – Supervising retail investment advice: how firms are implementing the RDR

    Thematic reviews Published: 25/07/2013 Last modified: 03/06/2014
    We are currently doing a three-stage thematic review to assess investment advisory firms’ approaches to implementing the RDR. ... Along with our consumer research, this report should provide the impetus needed for those firms who are not quite there yet
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