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Showing 571 to 580 of 744 search results for implementing the Consumer Duty.

571. PS15/17: Pension Wise – recommendation policy

     Policy statements Published: 03/07/2015 Last modified: 17/08/2021
     In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy.

572. SM&CR categorisation for solo-regulated firms

     Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
     Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

573. FCA highlights continuing concerns about problem firms in the CFD sector

     Press Releases Published: 01/12/2022 Last modified: 01/12/2022
     FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

574. PS22/12: Pensions Dashboards rules for pension providers

     Policy statements Published: 01/11/2022 Last modified: 29/04/2024
     Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

575. PS21/11: General insurance pricing practices - amendments

     Policy statements Published: 16/08/2021 Last modified: 02/12/2022
     In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules.

576. FCA proposes new premium listing category for sovereign-controlled companies

     Press Releases Published: 13/07/2017 Last modified: 13/07/2017
     The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.

577. FCA announces proposals to update Dual-regulated firms Remuneration Code

     News stories Published: 03/08/2020 Last modified: 03/08/2020
     Our proposals aim to ensure that the FCA’s remuneration regime applicable to banks, building societies and PRA-designated investment firms.

578. Our emerging regulatory approach to Big Tech and Artificial Intelligence

     Speeches Published: 12/07/2023 Last modified: 12/07/2023
     Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.

579. FCA reminds consumers financially impacted by coronavirus of the support available

     Press Releases Published: 25/03/2021 Last modified: 25/03/2021
     The FCA has published finalised guidance for firms, to ensure that mortgage customers whose homes may be repossessed are treated fairly and appropriately, particularly where there are risks of harm to customers who are vulnerable, including as a

580. Navigating the UK's Digital Regulation Landscape: Where are we headed?

     Speeches Published: 22/04/2024 Last modified: 23/04/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)