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Showing 671 to 680 of 744 search results for implementing the Consumer Duty.
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DP22/3: Operational resilience: critical third parties to the UK financial sector
In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties. -
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today
The Practitioner Panels are part of the system that the FCA set up to make and maintain effective arrangements for consulting practitioners and consumers on the extent to which its general ... policies and practices are consistent with its general duties, -
The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with
The FCA also sought the views of the Financial Ombudsman Service and consumer groups. ... Firms do not always consider the impact on consumers when designing and implementing processes and procedures. -
Insurance brokers: serving consumers and businesses in times of uncertainty and change
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference. -
5 million pension savers could put their retirement savings at risk to scammers
The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could -
PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules
In September 2014 we consulted on our proposed approach to implementing the Mortgage Credit Directive (MCD) and our new regime for second charge mortgages. ... This Policy Statement will be of interest to lenders, administrators, intermediaries and -
Overall complaints fall by 2.1% but banking and credit card complaints increase
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,138,209 new complaints between January and June 2015. -
Free trade in financial services and global regulatory standards: friends not rivals
Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference. -
Firms continue to fail to meet our expectations on their use of dealing commission
We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015. -
Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice
The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice.