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Showing 741 to 744 of 744 search results for implementing the Consumer Duty.

741. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

     Press Releases Published: 24/02/2015 Last modified: 24/02/2015
     It is also a fundamental regulatory requirement. This case serves as an important reminder to firms of the importance of managing conflicts of interest effectively by implementing a robust control environment ... To support this it has three operational

742. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

     Policy statements Published: 28/02/2019 Last modified: 04/02/2020
     Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8

743. Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: temporary guidance for firms

     Finalised guidance Published: 24/04/2020 Last modified: 30/11/2020
     FCA temporary guidance applies to regulated firms that enter into rent-to-own (RTO), buy-now pay-later (BNPL) (as defined in the FCA Handbook), or pawnbroking agreements.

744. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

     Press Releases Published: 25/08/2020 Last modified: 25/08/2020
     A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.