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Showing 1221 to 1230 of 2250 search results for indemnity insurance.

  1. Final Notice 2018: Larksway Investments Limited (in Liquidation) [pdf]

    Final notices Published: 27/11/2018
    This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the Insurance Mediation sector. We imposed a cancellation.

  2. Business interruption test case: FCA consequential submissions [pdf]

    Corporate documents Published: 15/02/2021
    This is the FCA’s written submissions in relation to consequential matters following the hand down of the Supreme Court’s judgment on 15 January 2021.

  3. Appointed representatives and consumer credit firms

    New firm authorisation Tasks for regulated firms Published: 11/05/2015 Last modified: 15/12/2022
    Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm.

  4. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2018
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  5. Firm level complaints data 2023 H1 [xlsx]

    Data Published: 19/10/2023
    Firm level complaints data 2023 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  6. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 02/11/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  7. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  8. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  9. Teamwork: A Smart way to tackle financial crime

    Speeches Published: 26/06/2024 Last modified: 26/06/2024
    Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

  10. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

    Data Published: 02/05/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
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