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Showing 1281 to 1290 of 2250 search results for indemnity insurance.

  1. AXA IM Asia / AXA Hong Kong / AXA Investment Managers Hong Kong / Acervo Group (clone of FCA authorised firm)

    Warnings Published: 13/07/2017 Last modified: 13/07/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

  2. Financial promotions quarterly data 2021 Q3

    Data Published: 15/10/2021 Last modified: 27/04/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3.

  3. Final notice 2016: GB Financial Consultancy Limited [pdf]

    Final notices Published: 29/06/2016 Last modified: 29/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  4. Business interruption insurance test case: Amended Defence of Royal & Sun Alliance Insurance Plc [pdf]

    Corporate documents Published: 03/07/2020
    The Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence of Royal & Sun Alliance Insurance Plc.

  5. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data Published: 10/08/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  6. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  7. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    Similarly, having people sign declarations that they will report truthfully before they fill in tax returns or make insurance claims can reduce dishonesty.

  8. David Geale on the Insurance Distribution Directive consultation - video transcript [pdf]

    Documents Published: 06/03/2017

  9. Business interruption insurance test case: Argenta Syndicate Management Ltd skeleton argument [pdf]

    Corporate documents Published: 15/07/2020
    Skeleton argument of Argenta Insurance (UK) Ltd, with updated referencing, for the trial of the business interruption insurance test case.

  10. Excess Protection Limited t/a Car Hire Insurance 4U (www.carhireinsurance4u.com)

    Warnings Published: 15/08/2011 Last modified: 04/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
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