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Showing 1291 to 1300 of 2250 search results for indemnity insurance.

  1. MLA B1: Profit and loss account FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA B1: Profit and loss account FAQs

  2. Financial promotions quarterly data 2021 Q2

    Data Published: 21/07/2021 Last modified: 25/04/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2.

  3. Adviser reporting requirements

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

  4. FCA Data Bulletin: Issue 7 - October 2016 [pdf]

    Data Published: 28/10/2016
    This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA

  5. Application for authorisation - Supplement for firms selling investments and non-investment insurance contracts (notes) [doc]

    Forms Published: 18/03/2021 Last modified: 06/11/2023
    Notes to help you fill in the supplement correctly.

  6. Final Notice 2023: Moorland Mayfair Wealth Management [pdf]

    Final notices Published: 19/09/2023
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit

  7. FSA - Example of a subordinated loan agreement for a firm (insurance or mortgage intermediary) [pdf]

    Archive Published: 19/10/2006 Last modified: 03/08/2016

  8. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

  9. Methodology note on calculating capital pressures

    Statements Published: 27/03/2013 Last modified: 29/03/2013
    In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs

  10. Final Notice 2018: Thinking: Health & Income Ltd [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed a cancellation.
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