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Showing 1661 to 1670 of 2250 search results for indemnity insurance.

1661. Former senior trader sentenced for insider dealing

      Press Releases Published: 19/03/2015 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

1662. Information on investigations into breaches of COCON - May 2022

      FOI Release Date of Release: 27/05/2022
      The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR.

1663. Business interruption test case: Hospitality Insurance Group Action skeleton argument for 2 October hearing [pdf]

      Corporate documents Published: 30/09/2020
      This is the Hospitality Insurance Group Action skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case.

1664. Business interruption test case: Arch Insurance (UK) Ltd skeleton argument for 2 October hearing [pdf]

      Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
      This is Arch Insurance (UK) Ltd's skeleton argument for the consequentials hearing on 2 October 2020 in the Business Interruption test case

1665. Information on senior manager appointments - August 2022

      FOI Release Date of Release: 09/08/2022
      The FCA provides information information on senior manager appointments.

1666. Supplement for firms selling investments and non-investment insurance contracts - notes [doc]

      Forms Published: 01/04/2013 Last modified: 06/12/2019
      Application for authorisations.

1667. Maggie Craig appointed as Head of Department, Scotland

      Press Releases Published: 26/07/2017 Last modified: 26/07/2017
      The Financial Conduct Authority (FCA) has today announced the appointment of Maggie Craig as the Head of Department, Scotland.

1668. CP13/3: Quarterly consultation paper No.1

      Consultation papers Published: 05/06/2013 Last modified: 07/02/2022
      In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook.

1669. FCA publishes evaluation of its work on the financial advice market

      Press Releases Published: 03/12/2020 Last modified: 29/11/2021
      FCA publishes evaluation of its work on the financial advice market.

1670. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

      Correspondence Published: 22/01/2021
      Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.