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Showing 401 to 410 of 2250 search results for indemnity insurance.

401. FSA Final Notice 2009: Bansal Estates and Insurance Agents [pdf]

     Final notices Published: 01/06/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Bansal Estates and Insurance Agents

402. PS15/13: Guaranteed Asset Protection insurance: competition remedy [pdf]

     Policy statements Published: 10/06/2015 Last modified: 10/06/2015
     In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.

403. FCA Final Notice 2014: Sesame Limited [pdf]

     Final notices Published: 29/10/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

404. TR15/5: Provision of premium finance to retail general insurance customers [pdf]

     Thematic reviews Published: 11/05/2015 Last modified: 11/05/2015
     This report presents the findings from our thematic review which looked into whether general insurance intermediaries and insurers provide timely and appropriate information to their customers, when arranging or providing premium finance.

405. Notice of Decision 2023: Denis Armitt [pdf]

     Decision notices Published: 17/07/2023
     This Notice of Decision (Denis Armitt) refers to a failure to carry on regulated activities. We imposed a cancellation.

406. IBRC (Insurance Brokers Registration Council) [xls]

     Archive Published: 31/03/2013 Last modified: 03/08/2016
     IBRC (Insurance Brokers Registration Council)

407. FG18/4: The FCA’s approach to the review of Part VII insurance business transfers [pdf]

     Finalised guidance Published: 29/05/2018
     This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfers Schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII Transfers or Schemes)

408. External audit requirements

     Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
     Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated.

409. TR14/9 - Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration [pdf]

     Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
     This report summarises the findings of our thematic review which looked into whether insurance intermediaries serving small to medium-sized enterprises (SMEs) are able to effectively identify and mitigate conflicts of interest arising from their

410. CP17/23: Insurance Distribution Directive implementation – Consultation Paper II [pdf]

     Consultation papers Published: 24/07/2017
     We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD).