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Showing 411 to 420 of 2250 search results for indemnity insurance.
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Notice of Decision 2023: Denis Armitt [pdf]
This Notice of Decision (Denis Armitt) refers to a failure to carry on regulated activities. We imposed a cancellation. -
IBRC (Insurance Brokers Registration Council) [xls]
IBRC (Insurance Brokers Registration Council) -
FG18/4: The FCA’s approach to the review of Part VII insurance business transfers [pdf]
This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfers Schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII Transfers or Schemes) -
External audit requirements
Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated. -
TR14/9 - Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration [pdf]
This report summarises the findings of our thematic review which looked into whether insurance intermediaries serving small to medium-sized enterprises (SMEs) are able to effectively identify and mitigate conflicts of interest arising from their -
CP17/23: Insurance Distribution Directive implementation – Consultation Paper II [pdf]
We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD). -
Information about Brexit from EEA regulators
Links to the dedicated Brexit websites hosted by financial regulators in EEA member states. -
CP17/7: Insurance Distribution Directive Implementation – Consultation Paper I [pdf]
We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive. -
FSA Final Notice 2011: Commercial Insurance Services (M/CR) Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Commercial Insurance Services (M/CR) Limited -
GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]
We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.