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Showing 791 to 800 of 2250 search results for indemnity insurance.

791. Client asset reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.

792. Notice of Decision 2024: Apex Legal Limited [pdf]

     Decision notices Published: 05/01/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

793. Financial Lives 2022 survey

     Financial Lives Published: 26/07/2023 Last modified: 20/03/2024
     Find out more about the Financial Lives 2022 survey including the FCA's published reports and data. 

794. Personal data and enforcement

     Last modified: 22/02/2023
     How and why the FCA uses personal data to carry out its enforcement functions.

795. Financial promotions data 2022

     Data Published: 03/02/2023 Last modified: 03/02/2023
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

796. Notice of Undertaking: ETA Services Ltd [pdf]

     Undertakings Published: 26/06/2019
     The FCA has published an undertaking from ETA Services Ltd in relation to an unclear term in its Cycle Insurance Policy. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).

797. Closed complaints

     Data Published: 19/10/2023 Last modified: 19/10/2023
     This page provides a breakdown of complaints closed by product group and firm type.

798. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

799. Final notice 2016: CT Capital Limited [pdf]

     Final notices Published: 01/06/2016 Last modified: 01/06/2016
     This final notice refers to breaches of PRIN 3 and PRIN 6 related to complaints-handling and the unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

800. The basic advice regime under MiFID II & IDD

     Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
     The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.