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Showing 831 to 840 of 2250 search results for indemnity insurance.

831. FCA Final Notice 2013: John Patrick Morris [pdf]

     Final notices Published: 15/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

832. Final Notice 2015: Stephen Edward Bell [pdf]

     Final notices Published: 13/03/2015 Last modified: 31/03/2015
     This final notice refers to breaches of PRIN 3 (knowing concern) and FIT related to the lack of fitness/propriety, culture/governance and appointed representatives in the general insurance and protection, investment adviser and platform sector. We

833. FCA Final Notice 2013: David John Nickless [pdf]

     Final notices Published: 31/05/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

834. FCA Final Notice 2014: Drain Claim Limited [pdf]

     Final notices Published: 07/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

835. Mobile phone insurance: Follow-up review findings [pdf]

     Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
     This report presents the findings from our follow-up review of the mobile phone insurance market.

836. FCA Final Notice 2014: Anthony Clare [pdf]

     Final notices Published: 05/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 and 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a public fine.

837. FSA - Notice of Undertaking: Devitt Insurance Services Limited and Screentrade [pdf]

     Undertakings Published: 30/04/2008 Last modified: 30/05/2013
     Undertakings FSA - Notice of Undertaking: Devitt Insurance Services Limited and Screentrade - Motor Insurance

838. Suspicious transaction and order reports (STOR) figures 2016 [pdf]

     Data Published: 20/02/2017
     Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA for 3 July to 31 December 2016.

839. Final Notice 2017: David Stanley Mather [pdf]

     Final notices Published: 03/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, mortgages and general insurance and protection sector. We imposed a cancellation.

840. Final notice 2016: Colin J McIntosh [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of APER 1, APER 4, APER 7, FIT and CASS related to appointed representatives, client money, failing to act on information appropriately, failing to be open and co-operative, lack of fitness/propriety and unfair