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Showing 1152 to 1161 of 1595 search results for information on services for vulnerable customers.

  1. Statement on the Financial Conduct Authority’s enforcement investigation into issues relating to HBOS Reading

    Press Releases Published: 07/04/2017 Last modified: 27/06/2019
    The Financial Conduct Authority (FCA) today announces that it is investigating events surrounding the discovery of misconduct within the Reading-based Impaired Assets team of Halifax Bank of Scotland (HBOS).
  2. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.
  3. Data on whistleblowing disclosures received by the FCA - December 2021

    FOI Release Date of Release: 22/12/2021
    The FCA responds to request for data regarding whistleblowing reports to the FCA.
  4. Phillip Boakes sentenced following FCA prosecution

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    Boakes ran a scam through his company CurrencyTrader Ltd, which claimed to carry out foreign exchange spread betting for its customers. ... We will not hesitate to take the strongest action to ensure that consumers are protected and individuals are held
  5. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA

    Press Releases Published: 18/12/2014 Last modified: 03/11/2016
    Debt management customers are struggling financially and often in difficult situations so it’s important that when people are putting their trust in a firm, they get the service they have ... The Money Advice Service provides free and impartial
  6. Collaborate to compete: why we must all embrace a growth mindset

    Speeches Published: 16/10/2023 Last modified: 18/10/2023
    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.
  7. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.
  8. Banque Privee Edmond de Rothschild (Clone of FSA EEA Authorised firm)

    Warnings Published: 01/11/2012 Last modified: 01/11/2012
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  9. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.
  10. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

    Speeches Published: 29/06/2017 Last modified: 29/06/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.