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Showing 1182 to 1191 of 1595 search results for information on services for vulnerable customers.

  1. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and
  2. Dot Dot Loans (Clone of FCA authorised firm)

    Warnings Published: 24/01/2023 Last modified: 21/04/2023
    Dot Dot Loans (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  3. The importance of culture in driving behaviours of firms and how the FCA will assess this

    Speeches Published: 19/04/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Wonga to make major changes to affordability criteria following discussions with the FCA

    Press Releases Published: 02/10/2014 Last modified: 02/10/2014
    Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.
  5. FCA tells credit card firms to review their approach to persistent debt customers

    Press Releases Published: 03/02/2020 Last modified: 03/02/2020
    FCA tells credit card firms to review their approach to persistent debt customers.
  6. Millions of customers together save nearly £1 billion due to overdraft rule changes

    Press Releases Published: 19/04/2023 Last modified: 19/04/2023
    Improved overdraft rules brought in by the FCA have reduced high fees for unarranged borrowing, removed complex charging structures and introduced help for those who were repeatedly using their overdraft.
  7. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in
  8. German Property Group (GPG) companies enter preliminary bankruptcy proceedings

    Statements Published: 08/10/2020 Last modified: 04/02/2021
    Joint statement from the FCA, the FSC) and the Financial Ombudsman Service on an unregulated, overseas property investment scheme.
  9. FCA launches Call for Inputs on competition in the mortgage sector

    Press Releases Published: 06/10/2015 Last modified: 09/05/2024
    The FCA has launched a Call for Input on competition in the mortgage sector to identify potential areas where competition may not be working well and could be improved.
  10. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.