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Showing 1202 to 1211 of 1595 search results for information on services for vulnerable customers.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
FCA publishes rules that will apply at the end of the transition period
We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period. -
Consumer warning about the risks of investing in cryptocurrency CFDs
Contracts for differences (CFDs), including financial spread bets, with cryptocurrencies as the underlying investment are increasingly being marketed to consumers. These products are extremely high-risk, speculative products. This warning is to -
FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings
The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
GFIN Greenwashing TechSprint
Find out more about the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day, hosted by us on the 20 September 2023. -
FCA fines Barclays £72 million for poor handling of financial crime risks
This contains guidance on steps firms can take to reduce their financial crime risk, including in their dealings with high risk and PEP customers. ... Politically Exposed Persons (PEPs) are individuals whose prominent position in public life may make -
Restrictions placed on IBP Markets Limited and the Firm enters special administration
We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm. -
Strategic review of retail banking business models
We have published our 2022 Final Report on competition in retail banking markets. This builds on our 2018 Final Report and 2018 Progress report. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.