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Showing 1382 to 1391 of 1595 search results for information on services for vulnerable customers.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. TR14/14 - Redress for payment protection insurance (PPI) mis-sales

    Thematic reviews Published: 29/08/2014 Last modified: 12/09/2014
    A lot of progress has already been made. Firms have now handled over 13m PPI complaints and customers have received over £16bn in redress so far – making it already the largest ... We will ensure that firms take fair proactive measures towards groups

  3. FCA acts quickly to stop suspected boiler room from taking more money

    Press Releases Published: 19/11/2013 Last modified: 29/11/2016
    A suspected boiler room has had an unlimited worldwide asset freezing order placed upon it by the Financial Conduct Authority (FCA) after a High Court judge agreed that First Capital Wealth Limited (FCW) posed a serious risk to consumers. The

  4. The regulation of advice – recommendations post FAMR

    Speeches Published: 20/04/2016 Last modified: 20/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews Published: 18/04/2016 Last modified: 18/04/2016
    of interest and result in firms not acting in their customers’ best interests. ... Clients may then decide whether to go ahead with the investment or seek more detailed information.

  6. FCA publishes occasional papers on behavioural economics exploring how people make financial decisions

    Press Releases Published: 10/04/2013 Last modified: 10/04/2013
    The Financial Conduct Authority (FCA) has published two occasional papers on behavioural economics to explore how people make financial decisions.

  7. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

    Press Releases Published: 13/08/2015 Last modified: 24/03/2020
    Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).

  8. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    The majority of adults in the UK are customers, or potential customers, of financial services firms. ... For more information:. radios. Yes. No. What can we do to improve pages like this?

  9. Fair, transparent and competitive: the FCA’s vision for the asset management sector

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate)

    Policy statements Published: 03/11/2020 Last modified: 18/01/2021
    We outline feedback to CP20/18 and confirm near final rules to amend Article 34(1) of the UK-RTS, with minor changes to the proposal in CP20/18. 

  11. FCA reminds asset managers of importance of meeting investors’ expectations

    Press Releases Published: 07/04/2016 Last modified: 07/04/2016
    Fund management firms that did not effectively manage risks that could lead to poor customer outcomes will be required to make improvements to their practices. ... The UK fund industry plays a vital role in delivering financial investment services to
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