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Showing 1432 to 1441 of 1595 search results for information on services for vulnerable customers.

1432. Forms

      List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

1433. Our response to the CMA’s final report on its investigation into competition in the retail banking market

      Corporate documents Published: 03/11/2016 Last modified: 03/11/2016
      We have set out the actions we will take forward in the retail banking market in response to a number of recommendations from the Competition and Markets Authority (CMA).

1434. Santander UK to contact more than 270,000 borrowers after raising cap on mortgage standard variable rate in 2008 without being clear

      Press Releases Published: 19/04/2013 Last modified: 09/12/2016
      The Financial Conduct Authority (FCA) has reached an agreement with Santander UK plc (Santander) that will see it contact over 270,000 mortgage customers about unclear information it gave before increasing the cap on its mortgage standard variable

1435. Former chief executive of stockbroker firm fined £450,000 and banned

      Press Releases Published: 13/03/2015 Last modified: 13/03/2015
      clients. Mr Kenny referred to the Upper Tribunal the then Financial Services Authority’s (FSA/the Authority) 2012 decision to take enforcement action. ... seriously attempts to cover up misconduct by trying to mislead us with false information.".

1436. GC24/4: Proposed amendments to Guidance on the treatment of politically exposed persons

      Guidance consultations Published: 18/07/2024 Last modified: 18/07/2024
      We are consulting on changes to our Guidance for firms on applying a proportionate and risk-based approach to UK Politically Exposed Persons.

1437. FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls

      Press Releases Published: 24/04/2013 Last modified: 29/11/2021
      The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious

1438. A changing landscape: the FCA’s strategic priorities for the pensions sector

      Speeches Published: 04/07/2019 Last modified: 04/07/2019
      Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

1439. Making competition king – the rise of behavioural economics at the FCA

      Speeches Published: 25/03/2014 Last modified: 25/03/2014
      Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

1440. Key findings on our recent work on pension transfer advice

      Multi-firm reviews Published: 06/12/2018 Last modified: 06/12/2018
      Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we

1441. General insurance product value and coronavirus (Covid-19) Guidance – update

      Studies and reviews Multi-firm reviews Published: 25/08/2021 Last modified: 25/08/2021
      We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance

1442. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

      Press Releases Published: 27/11/2023 Last modified: 27/11/2023
      The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from