Search results
Showing 1462 to 1471 of 1595 search results for information on services for vulnerable customers.
-
Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Coronavirus and 10% depreciation notifications: further temporary measures for firms
This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions. -
FCA says firms must do more to ensure financial promotions do not mislead
advertisements for fee-paying debt management firms that did not make it clear that services are not free of charge. ... a logbook lender who provided misleading information about its APR, made unclear comparisons between its rates and those of other -
FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud. -
Drivers of change in the financial services industry and how we are responding
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the CDO Exchange for Financial Services. -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
The FCA has also published a report summarising the activities it has undertaken to promote competition in financial services in its first three years. ... I hope both documents demonstrate both the breadth of our activities and the difference we make to -
Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent Limited, Alistair Burns
On 31 July 2018, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to prohibit Alistair Burns, Director and CF1 of TailorMade Independent Limited (TMI) from performing any FCA significant influence or senior management -
Response to the CMA’s provisional decision on remedies from its retail banking market investigation
We welcome the Competition and Markets Authority’s (CMA’s) efforts to increase competition in retail banking and are supportive of its provisional decision to make recommendations to the FCA to take forward a range of remedies, namely on service -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
However, many firms did not show consistently good practice across all products and services and there is room for further improvement. ... You can find more information about the FCA, as well as how it is different to the PRA. -
The role of consumer decision-making in ensuring good market dynamics in the mortgage sector
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference. -
FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business
The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also