Search results

Showing 1512 to 1521 of 1595 search results for information on services for vulnerable customers.

1512. Forms

      List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

1513. CP22/25: Proposed regulatory framework for pensions dashboard service firms

      Consultation papers Published: 01/12/2022 Last modified: 01/12/2022
      Give your comments on our proposed regulatory framework for the new pensions dashboard service market.

1514. Firms must do more to ensure that they are always giving appropriate equity release advice, FCA review finds

      Press Releases Published: 17/06/2020 Last modified: 17/06/2020
      Firms must do more to ensure they are always giving appropriate advice to equity release consumers, an FCA review has found.

1515. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

      Press Releases Published: 01/02/2016 Last modified: 01/02/2016
      The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

1516. PS20/3: Signposting to travel insurance for consumers with medical conditions

      Policy statements Published: 14/07/2019 Last modified: 22/03/2024
      This consultation sets out proposals to help consumers with pre-existing medical conditions (PEMCs) who can sometimes struggle to access affordable travel insurance that covers their medical conditions.

1517. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

      Press Releases Published: 30/10/2013 Last modified: 30/10/2013
      A specific concern is that some asset managers are pushing the definition of ‘research’ by using client commissions to cover non eligible costs and services. ... Find out more information about the FCA, as well as how it is different to the PRA.

1518. Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues

      Occasional papers Published: 26/05/2016 Last modified: 02/09/2016
      Properly regulated and supervised MBF can contribute to a dynamic and competitive financial services sector, develop new and innovative products to meet customers’ needs. ... to gather information from various sources on recent developments and discuss

1519. Fidelity International / Fidelity plc (Clone of FCA authorised firm, recognised product and UK registered company)

      Warnings Published: 23/10/2020 Last modified: 16/03/2023
      Fidelity International / Fidelity plc (Clone of FCA authorised firm, recognised product and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why

1520. Regulated financial advice firms and individuals that attempt to avoid their redress liabilities

      Tasks for regulated firms Published: 14/12/2018 Last modified: 13/02/2023
      The FCA provides information to regulated financial advice firms

1521. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches

      Press Releases Published: 26/11/2013 Last modified: 29/11/2016
      However, the rules are designed to be preventative. Had SEI suffered an insolvency event during this period, customers could have suffered loss due to SEI’s non-compliance with the Client ... Following the insolvency of Lehman Brothers in 2008, the

1522. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

      Press Releases Published: 24/03/2015 Last modified: 14/09/2015
      from April, powers to enforce against unlawful anti-competitive behaviour in the financial services industry concurrent with the Competition and Markets Authority come into effect. ... how poor culture and control continues to threaten market integrity.