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Showing 1532 to 1541 of 1595 search results for information on services for vulnerable customers.

1532. Forms

      List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

1533. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

      Press Releases Published: 24/02/2015 Last modified: 24/02/2015
      Not doing so risks customers’ interests being overlooked in favour of commercial or personal interests. ... of interest fairly, both between itself and its customers and between customers and other clients.

1534. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

      Press Releases Published: 03/11/2023 Last modified: 03/11/2023
      The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

1535. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

      Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
      Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

1536. CP24/4: Further consultation on the regulatory framework for pensions dashboard service firms

      Consultation papers Published: 27/03/2024 Last modified: 27/03/2024
      We are consulting on new guidance for firms undertaking this new activity and 2 changes to the rules we originally proposed in CP22/5.

1537. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

      Press Releases Published: 04/06/2013 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast

1538. PS13/1 Payments to platform service providers and cash rebates from providers to consumers

      Policy statements Published: 26/04/2013 Last modified: 30/08/2015
      We are setting out our rules for platform services and responding to the feedback to our consultation.

1539. FCA takes over regulation of consumer credit firms - research shows 9m people are in serious debt and 1.8m in denial

      Press Releases Published: 01/04/2014 Last modified: 01/04/2014
      Consumer credit providers will need to ensure that they give customers the right information to make informed choices, that their services meet consumer needs, and that people in difficulty are treated ... a requirement to provide information to

1540. Opening up and speaking out: diversity in financial services and the challenge to be met

      Speeches Published: 19/12/2018 Last modified: 19/12/2018
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Mitsubishi UFJ Financial Group, London.

1541. New Chair appointments to FCA’s Smaller Business Practitioner Panel and Consumer Panel

      Press Releases Published: 30/05/2022 Last modified: 30/05/2022
      The Financial Conduct Authority (FCA) has appointed Helen Charlton as the Chair of the Financial Services Consumer Panel, and Andy Mielczarek as the Chair of the FCA Smaller Business Practitioner Panel, succeeding Wanda Goldwag and Marlene Shiels

1542. Information relating to claims management company (CMC) authorisation - October 2021

      FOI Release Date of Release: 28/10/2021
      The FCA responds to questions on the FCA’s register and claims management company (CMC) authorisation.