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Showing 1552 to 1561 of 1595 search results for information on services for vulnerable customers.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. FCA consults on rules and guidance to improve conduct and communications in payment services and e-money firms

    Press Releases Published: 01/08/2018 Last modified: 01/08/2018
    The Financial Conduct Authority (FCA) is consulting on rules and guidance to improve conduct standards and communications in the payment services and e-money sectors.

  3. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.

  4. PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual

    Policy statements Published: 29/11/2021 Last modified: 29/11/2021
    We set out final rules for Regulatory Technical Standards on Strong Customer Authentication and Secure Communication (SCA-RTS). We also set out amendments to ‘Payment Services and Electronic Money – Our Approach’ (Approach Document, AD

  5. FCA finds fund managers’ value assessments significantly improved, but still work to do

    Press Releases Published: 10/08/2023 Last modified: 10/08/2023
    Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement.

  6. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

    Multi-firm reviews Published: 24/09/2019 Last modified: 16/08/2023
    We reviewed firms’ governance practices covering the value provided by unit-linked funds.

  7. Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Charles Palmer former CEO of adviser network

    Press Releases Published: 09/08/2017 Last modified: 09/08/2017
    On 8 August 2017, the  Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions. 

  8. FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

    Press Releases Published: 10/01/2023 Last modified: 10/01/2023
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019.

  9. Stretchy Finance UK Ltd and/or Stretchy Loans UK Ltd (clone) (clone of FCA authorised firm)

    Warnings Published: 20/09/2019 Last modified: 20/09/2019
    Stretchy Finance UK Ltd and/or Stretchy Loans UK Ltd (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  10. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

    Press Releases Published: 25/03/2021 Last modified: 08/04/2024
    The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

  11. PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules

    Policy statements Published: 26/03/2019 Last modified: 13/08/2021
    CP19/14: Mortgage customers: proposed changes to responsible lending rules and guidance
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