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Showing 822 to 831 of 1594 search results for information on services for vulnerable customers.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel 

    Press Releases Published: 01/08/2023 Last modified: 01/08/2023
    The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel.

  3. MCE Insurance Limited enters administration 

    News stories Published: 18/07/2023 Last modified: 18/07/2023
    The directors of MCE Insurance Limited placed it into administration and appointed Joint Administrators. 

  4. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

  5. The basic advice regime under MiFID II & IDD

    Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
    The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

  6. Variations of Part 4A Permissions help: Connect

    Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
    Read more about the application used to add, vary and cancel Part 4A permissions in Connect.

  7. Comolli Mortgage & Investment Firm

    Warnings Published: 20/06/2013 Last modified: 27/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  8. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    Leaders want to improve information, as well as price discovery and the sourcing of liquidity. ... And this is particularly the case for regulators, who do industry no service at all if there is no ex-ante, preventative strategy in place.

  9. Innovation - impact of technology in managing FC/AML risk

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Nausicaa Delfas, Director of Specialist Supervision at the FCA, for a panel discussion at our Financial Crime Conference.

  10. Exemptions and exclusions from authorisation

    Firm authorisation Published: 08/08/2017 Last modified: 30/11/2023
    There are some circumstances where firms don’t need to be authorised by us. Find out if you qualify.

  11. Restrictions placed on Raedex Consortium Limited

    Statements Published: 19/02/2021 Last modified: 26/02/2021
    On 19 February 2021, the FCA imposed a number of restrictions on motor finance provider Raedex Consortium Limited (Raedex) requiring the firm to cease conducting regulated activities because of concerns about its finances. 
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