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Final Notice 2023: Auto Claims (UK) Limited [pdf]
This Final Notice (Auto Claims (UK) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & -
MoU between the FSA and The Insurance Authority of The Hong Kong Special Administrative Region of the People's Republic of China [pdf]
The purpose of this Memorandum of Understanding is to assist the Authorities to carry out their functions more effectively by providing a framework for co-operationn, including channels for communication, increased mutual understanding, and exchange -
Support during challenging times
As part of Mental Health Week 2023, Laura Dawes talks about her experience of living with anxiety. -
FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market
FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market. ... The Financial Conduct Authority (FCA) has published the results of its thematic review of delegated authority arrangements in the general -
Protect yourself from scams
Scams can be sophisticated, but if it sounds too good to be true, it probably is. Find out how to spot the warning signs of investment, pension and other financial scams. -
Monthly PPI refunds and compensation
The FCA provides figures on refunds and compensation paid to customers who have complained about PPI. -
Final notice 2016: Bar Professions Limited (in liquidation) [pdf]
This final notice refers to breaches of PRIN 2, PRIN 7 and ICOBS related to appointed representatives and failing to act on information appropriately in the general insurance and protection sector. We imposed a public censure. -
FCA Board
The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members. -
Legacy publications
The FCA provides information on how to obtain legacy publications, including some rulebooks, of FCA predecessor organisations. -
FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients
FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients. ... The thematic review into Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration.