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Annex 3 to Evaluation Paper 19/1: Econometric analysis [pdf]
This annex presents the econometric analysis the FCA has undertaken as part of its evaluation of the April 2017 insurance renewal transparency intervention. -
Building on experience
Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London. -
Third Party Verifier (TPV)
A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply. -
Rolling regulation forwards
Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner. -
Business interruption insurance test case: list of affected insurers and policies 15 July 2020 [pdf]
An updated list of insurers and policies that may be affected by the business interruption insurance test case. -
Final Notice 2015: Oracle Financial Planning [pdf]
This final notice refers to breaches of Threshold Conditions and PRIN 11 related to failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation. -
Final Notice 2022: Luke Andrew Durrant [pdf]
The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition. -
MS18/1.2: Annex 5: Consumer survey technical report [pdf]
This study for the Financial Conduct Authority (FCA), conducted by London Economics in association with YouGov and Kudos Research, forms part of the evidence base for the FCA’s General Insurance Pricing Practices Market Study. The study focuses on -
Checklist and declaration - insurance special purpose vehicles (ISPVs) [doc]
Application for Authorisation -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018.