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Making competition king – the rise of behavioural economics at the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version. -
Innovation in financial services
Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered -
Business interruption insurance test case: tracked changes representative sample of policy wordings [pdf]
Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. A selection of policy wordings which the FCA believes captures the majority of the key issues that could be in dispute. -
Caversham Finance Limited t/a BrightHouse enters administration
Caversham Finance Limited t/a Brighthouse enters administration: information for consumers -
Senior Managers and Certification Regime
The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm. -
Waivers and modifications by consent
We provide a number of waivers and modifications by consent for different firms. Learn more about each one and the types of firm that are eligible. -
The coronavirus (Covid-19) financial resilience survey data
The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates. -
FG19/05: General insurance distribution chain: Finalised guidance for insurance product manufacturers and distributors
FG19/5: This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. In particular, how firms should consider the value that the product and distribution arrangements present to the customer. -
FSA Commentary on FSA Complaints Data 2006 to 2008 [pdf]
FSA commentary on FSA Aggregate Complaints Data 2006 - 2008 including highlights. -
FCA and Lloyd’s Co-operation Arrangements [pdf]
The Society of Lloyd’s and the Financial Conduct Authority have statutory responsibilities, including under Lloyd’s Acts 1871-1982 and the Financial Services and Markets Act 2000, in relation to the supervision of insurance business underwritten