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FSA Complaints data 1 July to 31 December 2011 [pdf]
FSA commentary on FSA Aggregate Complaints Data 2011 H2 including highlights. -
Apply to become a claims management company
Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities. -
Final Notice 2018: Darren Colvin Cummings [pdf]
This FCA final notice (Darren Colvin Cummings) refers to breaches of APER 1 and FIT relating to a lack of fitness and/propriety in the general insurance and mediation sector. We imposed a fine and prohibition. -
Business interruption test case: Table of appeal status and declarations by policy type in the representative sample [pdf]
This is a table setting out the appeal status of each policy type in the representative sample and the relevant High Court declarations in the Business Interruption insurance test case. -
Credit brokers and authorisation
Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts. -
FSA Commentary on FSA Complaints Data 2011 H1 [pdf]
FSA commentary on FSA Aggregate Complaints Data 2011 H1 including highlights. -
Societies cancelled in 2013 [pdf]
Societies that have been cancelled for not submitting their annual returns and account in 2013. -
Societies cancelled in 2014 [pdf]
Societies that have been cancelled for not submitting their annual returns and account in 2014. -
Societies cancelled in 2015 [pdf]
Societies that have been cancelled for not submitting their annual returns and account in 2015. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.