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FCA Data Bulletin issue 7 - underlying data [xlsx]
Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA. -
Aggregate complaints data to 2018 H1 [xlsx]
Aggregate sector wide firm complaints data for 2018 H1. Including opened, closed, upheld, speed of closure and redress. -
FCA introduces new rules on whistleblowing
FCA introduces new rules on whistleblowing. Press Releases First published:. 06/10/2015. Last updated: 19/04/2016. Share page. FCA introduces new rules on whistleblowing. The Financial Conduct Authority (FCA), alongside the Prudential Regulation -
FCA Data Bulletin issue 10 - underlying data [xlsx]
Underlying data for retirement income data collection and firm feedback questionnaire. -
Appointed representatives and consumer credit firms
Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm. -
Aggregate complaints data to 2017 H2 [xlsx]
Aggregate sector wide firm complaints data for 2017 H2. Including opened, closed, upheld, speed of closure and redress. -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Aggregate complaints data to 2017 H1 [xlsx]
Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress. -
Business interruption insurance test case: tracked changes preliminary list of affected insurers and policies [pdf]
Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. This is a preliminary list of policy wordings which match the 19 policy wordings within the scope of the test case. -
Societies cancelled under the Industrial and Provident Act 1965 - November 2012 [pdf]
Societies that have been cancelled for not submitting their annual returns and account for November 2012.