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FCA statement on Assessing Suitability Review 2
FCA statement on Assessing Suitability Review 2 -
Business interruption insurance test case: provisional transcript of the second Case Management Conference on 26 June [pdf]
The provisional transcript of the second Case Management Conference on 26 June. -
FCA consults on post-Brexit divergence for PRIIPS regulation
The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation. -
Firms falling short of renewal expectations
This page summarises how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017. -
FCA publishes the Davis Review and the FCA Response
announcement of proposed supervisory work on the fair treatment of long standing customers in life insurance. -
Competition and investment banking
These areas include credit rating agencies, payment systems, and insurance. In addition, as I just mentioned, we are not focusing on the trading practices that are within the scope of the -
Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
Dear CEO letter: FCA expectations of general insurance firms undertaking pricing activities [pdf]
On 31 October 2018, the FCA wrote to CEOs regarding our expectations of general insurance firms undertaking pricing activities. -
Final Notice 2018: Armstrong Investment Managers LLP [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.