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Showing 1851 to 1860 of 2236 search results for insurance.

1851. FCA publishes evaluation of its work on the financial advice market

      Press Releases Published: 03/12/2020 Last modified: 29/11/2021
      FCA publishes evaluation of its work on the financial advice market.

1852. Direct Line Sustainability (Clone of FCA Authorised Firm)

      Warnings Published: 25/03/2022 Last modified: 29/03/2022
      Direct Line Sustainability (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

1853. Sue Lewis appointed Chair of the Financial Services Consumer Panel

      Press Releases Published: 29/04/2013 Last modified: 29/04/2013
      Sue Lewis has been appointed the new Chair of the independent Financial Services Consumer Panel. The Panel advises the FCA on the interests and concerns of consumers providing constructive challenge to its policymaking process.

1854. Partly contested cases, the pipeline and AML investigations

      Speeches Published: 04/04/2019 Last modified: 04/04/2019
      FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

1855. Product Sales Data Pure Protection Contracts Tables 2020 [xlsx]

      Data Published: 29/06/2021
      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2020.

1856. Automated advice: existing rules and guidance

      Firms Published: 27/03/2022 Last modified: 10/02/2023
      Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

1857. CP21/27: Quarterly Consultation Paper No. 33

      Consultation papers Published: 03/09/2021 Last modified: 12/01/2022
      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

1858. CP16/17: Quarterly Consultation Paper No. 13

      Consultation papers Published: 04/07/2016 Last modified: 12/10/2016
      align the claims handling rules with the Insurance Act 2015. make minor changes to rules and guidance for firms conducting mortgages and home finance activity.

1859. PS19/30 Independent Governance Committees: extension of remit

      Policy statements Published: 17/12/2019 Last modified: 15/05/2020
      This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

1860. Final Notice: Hale Financial Services Limited [pdf]

      Final notices Published: 03/07/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.