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Showing 1921 to 1930 of 2236 search results for insurance.
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Aggregate complaints data: 2018 H2
This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group. -
CP16/15: Capping early exit pension charges
treatment of long-standing customers in the life insurance sector. -
GAP insurers agree to suspend sales following FCA concerns over fair value
The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA. -
FCA highlights its areas of concern in financial services markets
The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets. -
FCA Second Supervisory Notice 2017: Larksway Investments Limited [pdf]
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Defined Benefit Advice Assessment Tool (DBAAT)
The FCA Defined Benefit Advice Assessment Tool (DBAAT) helps the market understand how they assess the suitability of Defined Benefit (DB) pension transfer and related investment advice and disclosures. -
List of society prosecutions 2016 [pdf]
Societies have been prosecuted for failing to submit an annual return and accounts in 2016. -
CP18/14: Quarterly Consultation Paper No 21
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
CP24/7: Payment Optionality for Investment Research
We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research -
Final Notice: Aviva Pension Trustees UK Limited, Aviva Wrap UK Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 10, CASS Rules, SUP and SYSC related to client money/assets and culture/governance in the life insurance sector. We imposed a fine.