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Showing 2051 to 2060 of 2236 search results for insurance.

2051. FCA further bolsters its leadership team as it expands its headcount

      Press Releases Published: 05/07/2022 Last modified: 06/07/2022
      The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

2052. GC14/7 Proposed guidance on financial crime systems and controls

      Guidance consultations Published: 14/11/2014 Last modified: 30/08/2015
      and financial sanctions, and small commercial insurance brokers anti-bribery and corruption, systems and controls. ... TR14/17 Managing bribery and corruption risk in commercial insurance broking: update.

2053. CP19/20: Our framework: assessing adequate financial resources

      Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
      The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

2054. Rules that apply to firms in SRO and fund operators in the TMPR

      Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
      We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

2055. Milestone for insurers as they come under the Senior Managers and Certification Regime

      News stories Published: 10/12/2018 Last modified: 10/12/2018
      The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

2056. Information on enforcement investigations opened against individuals (SMR) - May 2022

      FOI Release Date of Release: 11/05/2022
      The FCA provides data on enforcement investigations opened against individuals (SMR).

2057. Information on Advisors and Intermediaries portfolio insolvency - May 2022

      FOI Release Date of Release: 11/05/2022
      The FCA provides data on the Advisors and Intermediaries Portfolio insolvency.

2058. Competition Policy in Financial Markets – the view from the regulators

      Speeches Published: 22/06/2016 Last modified: 22/06/2016
      Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.

2059. PS20/4: Amendment of COBS 21.3 permitted link rules

      Policy statements Published: 04/03/2020 Last modified: 04/03/2020
      This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules.

2060. Half a million consumers paying less credit card interest following FCA intervention

      Press Releases Published: 19/07/2022 Last modified: 19/07/2022
      Nearly 600,000 people are now paying less in interest and charges on their credit card debt because of changes made by the FCA.