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Showing 2181 to 2190 of 2236 search results for insurance.

2181. CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms

      Consultation papers Published: 23/02/2015 Last modified: 14/09/2015
      This paper affects relevant authorised persons and Solvency II firms. This paper does not affect insurance firms that are not subject to the Solvency II directive (non-directive firms).

2182. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

      Press Releases Published: 21/09/2015 Last modified: 21/09/2015
      Chris has also held senior posts in banking, insurance and in consulting where he advised major global firms and public sector bodies.Chris is a member of the Foreign and Commonwealth ... Caroline Ramsay is a Chartered Accountant with 20 years’

2183. Fair, transparent and competitive: the FCA’s vision for the asset management sector

      Speeches Published: 30/10/2013 Last modified: 30/10/2013
      Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

2184. Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020

      FOI Release Date of Release: 26/11/2020
      FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences.

2185. RMA-F Threshold conditions: help text

      Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
      RMA-F Threshold conditions: help text

2186. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

      Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
      Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic

2187. PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules

      Policy statements Published: 30/03/2015 Last modified: 12/01/2023
      In this Policy Statement we summarise the feedback we received to the proposals contained in CP14/28 and give our responses.

2188. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

      Press Releases Published: 25/09/2013 Last modified: 29/11/2016
      The Financial Conduct Authority (FCA) today published the findings of a complaints handling review of 18 medium and small sized firms currently handling payment protection insurance (PPI) complaints.

2189. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes

      Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
      The paper will be of primary interest to all insurance firms within the scope of Solvency II. ... PRA CP22/14 The Prudential Regulation Authority’s approach to with-profits insurance business.

2190. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

      Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
      firms providing services in relation to insurance-based investments and pensions, and.