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731. Business interruption test case: Draft Transcript of Day 1 Appeal [pdf]

     Corporate documents Published: 18/11/2020 Last modified: 18/11/2020
     This is the draft transcript of day 1 of the appeal in the Supreme Court of the FCA's Business Interruption insurance test case.

732. Business interruption test case: Draft Transcript of Day 2 Appeal [pdf]

     Corporate documents Published: 19/11/2020 Last modified: 19/11/2020
     This is the draft transcript of day 2 of the appeal in the Supreme Court of the FCA's Business Interruption insurance test case.

733. Business interruption test case: Draft Transcript of Day 3 Appeal [pdf]

     Corporate documents Published: 20/11/2020 Last modified: 20/11/2020
     This is the draft transcript of day 3 of the appeal in the Supreme Court of the FCA's Business Interruption insurance test case.

734. RMA-G Training and competence: FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     RMA-G Training and competence: FAQs

735. FSA Final Notice 2006: A S General Insurance Brokers Plc [pdf]

     Final notices Published: 10/07/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: A S General Insurance Brokers Plc

736. Regulating in a recovery

     Speeches Published: 13/11/2014 Last modified: 13/11/2014
     Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

737. FCA Final Notice 2014: Douglas Carroll trading as City and Chartered Mortgage Services [pdf]

     Final notices Published: 28/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and SUP 16 related to transaction reporting in the general insurance and protection sector. We imposed a withdrawal.

738. FSA - CP12/39 [pdf]

     Consultation papers Published: 20/12/2012 Last modified: 30/05/2013
     Consultation FSA - CP12/39 - In this paper from the Bank of England and the Financial Services Authority, we are consulting on the Prudential Regulation Authority’s (PRA’s) approach to enforcement.

739. Whistleblowing in practice: Case studies

     Firms Published: 21/10/2020 Last modified: 01/02/2024
     Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

740. TR16/6: Principals and their appointed representatives in the general insurance sector

     Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
     TR16/6:Principals and their appointed representatives in the general insurance sector (PDF). ... The focus of this review was on general insurance products and services provided primarily to UK retail and SME customers.