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The Financial Resilience Survey data
The FCA presents the results of the final Financial Resilience Survey issued in October 2023. -
Business interruption test case: Final transcript 2 October hearing [pdf]
This is the final transcript from the 2 October 2020 consequentials hearing in the Business Interruption insurance test case. -
The retail intermediary market 2020
This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR). -
Business interruption test case: Draft transcript consequentials hearing 2 October [pdf]
This is the draft transcript of the consequentials hearing on 2 October 2020 in the Business Interruption insurance test case in the High Court. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
FCA review highlights gap between insurance claims service and SMEs’ expectations
The FCA assessed 25 firms’ involved in the settlement and management of claims, including 5 insurers, 10 insurance intermediaries (including 5 managing general agents) and 10 loss assessing firms. ... TR15/6: Handling of insurance claims for Small and -
FSA - CP12/20 [pdf]
Consultation FSA - CP12/20 - We began regulating general insurance intermediaries seven years ago, including how they hold client money. In accordance with the promise we made when we began regulating this sector, we have now conducted a review of -
Dear CEO letter: Insurers: Insurance costs for multi-occupancy buildings [pdf]
We expect firms to consider what actions they can take to help leaseholders, and will support the industry in developing solutions to improve the situation for those impacted. -
Final Notice 2017: Michael Wilkinson Mortgages (trading as Michael Wilkinson) [pdf]
This final notice refers to breaches of PRIN 4, PRIN 11, SUP, MIPRU and COND related to failing to be open and co-operative and threshold conditions in the general insurance and protection and mortgages sector. We imposed a cancellation. -
Final Notice 2023: Ray Alan Davis [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.