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861. Final Notice 2015: Ralph Whittington [pdf]

     Final notices Published: 10/09/2015 Last modified: 10/09/2015
     This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, client money/assets and insurance fraud in the general insurance and protection sector. We imposed a fine, prohibition, and withdrawal.

862. Supervision of UK regulated covered bonds

     Published: 13/05/2016 Last modified: 23/06/2023
     Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.

863. FCA Final Notice 2013: Independent Asset Management U.K. Limited [pdf]

     Final notices Published: 04/09/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

864. FCA Final Notice 2013: Paul David Cable [pdf]

     Final notices Published: 19/07/2013 Last modified: 19/05/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

865. FCA Final Notice 2013: Kiskidee Limited [pdf]

     Final notices Published: 19/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

866. Mobile phone insurance: Follow-up review findings [pdf]

     Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
     This report presents the findings from our follow-up review of the mobile phone insurance market.

867. Business interruption test case: Ecclesiastical Insurance Office Plc application for a ‘leapfrog’ appeal [pdf]

     Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
     This is Ecclesiastical Insurance Office Plc’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

868. FCA Final Notice 2014: David Lloyd Wren [pdf]

     Final notices Published: 03/04/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

869. Sole trader appendix - notes [docx]

     Forms Published: 01/04/2013 Last modified: 01/04/2013
     You should only use the sole trader appendix if you are applying to carry on mortgage and/or non-investment insurance business.

870. Technical Annex: PWC GAP insurance research [pdf]

     Corporate documents Published: 31/07/2018