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Showing 961 to 970 of 2236 search results for insurance.

961. Final notice 2016: Terence Andrew Joint [pdf]

     Final notices Published: 09/05/2016 Last modified: 09/05/2016
     This final notice refers to breaches of APER 6, APER 7, FIT and CASS related to a lack of fitness/propriety and client money/assets misconduct in the general insurance and protection sector. We imposed a fine and prohibition.

962. Debt management activity and authorisation

     New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
     Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts.

963. Insurance brokers: serving consumers and businesses in times of uncertainty and change

     Speeches Published: 13/05/2022 Last modified: 13/05/2022
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

964. FCA Final Notice 2013: Richards Wines and Levy Limited [pdf]

     Final notices Published: 06/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

965. Supplement for insurance special purpose vehicles (ISPVs) - notes [doc]

     Forms Published: 26/03/2013 Last modified: 11/05/2015
     Application for authorisation: supplement for insurance special purpose vehicles (ISPVs) - notes

966. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

967. Capital requirements reporting

     Tasks for regulated firms Published: 04/08/2015 Last modified: 09/02/2023
     Once your firm has been authorised by us, we send a reporting schedule with how you report and record information about your firm. Find out what you need to report to us.

968. Pure Protection Contracts Product Sales Data (PSD) Tables 2017 [xlsx]

     Data Published: 24/10/2017
     The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2017.

969. Market Watch 71

     Newsletters Published: 13/12/2022 Last modified: 13/12/2022
     In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

970. Business interruption insurance test case: Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd skeleton argument [pdf]

     Corporate documents Published: 15/07/2020
     Skeleton argument of Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd, with updated referencing, for the trial of the business interruption insurance test case.