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Showing 1011 to 1020 of 2644 search results for insurance broker.

1011. Principals and appointed representatives

      Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
      If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

1012. FSA - Notice of Undertaking: DAS Legal Expenses Insurance Company [pdf]

      Undertakings Published: 01/07/2010 Last modified: 02/03/2015
      Undertakings FSA - Notice of Undertaking: DAS Legal Expenses Insurance Company - Details regarding the removal of the undertaking obtained from DAS Legal Expenses Insurance Company Ltd in July 2006, from our website.

1013. MoU between the FSA and Nebraska State Insurance Department [pdf]

      Memorandums of understanding Published: 22/01/2009 Last modified: 30/05/2013
      The puprose of this Memorandum of Understanding is to establish a formal basis for co-operation, including the exchange of information and investigative assistance.

1014. Pure Protection Contracts Product Sales Data (PSD) Tables 2016 [xlsx]

      Data Published: 28/10/2016
      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2016.

1015. FSA Final Notice 2004: Fleet Mortgage Insurance & Financial Services ("Fleet") [pdf]

      Final notices Published: 01/06/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Fleet Mortgage Insurance & Financial Services ("Fleet")

1016. FCA Final Notice 2013: Independent Asset Management U.K. Limited [pdf]

      Final notices Published: 04/09/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

1017. FCA Final Notice 2013: Paul David Cable [pdf]

      Final notices Published: 19/07/2013 Last modified: 19/05/2015
      This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

1018. FSCS supplementary levies for 2017/18

      Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
      Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

1019. FCA Final Notice 2014: David Lloyd Wren [pdf]

      Final notices Published: 03/04/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

1020. Aggregate complaints data: 2023 H1

      Data Published: 19/10/2023 Last modified: 25/04/2024
      This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group.