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Showing 1031 to 1040 of 2644 search results for insurance broker.

1031. Notice of Decision 2024: Up and Up Trading Limited [pdf]

      Decision notices Published: 09/01/2024
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

1032. Final Notice 2023: Fleetway Hiring Limited [pdf]

      Final notices Published: 08/09/2023
      This final notice (Fleetway Hiring Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the insurance intermediaries sector. We imposed a cancellation.

1033. REP025 data item: FAQs

      Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
      Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

1034. FCA asks for feedback on consumer access to insurance

      Press Releases Published: 20/06/2017 Last modified: 20/06/2017
      The Financial Conduct Authority (FCA) is seeking views and evidence of the challenges firms face in providing travel insurance for consumers who have, or have had, cancer, and the challenges for these consumers in accessing insurance. The paper is

1035. How we calculate annual fees

      Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
      Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.

1036. Client asset reports

      Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
      All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.

1037. Regulation as a spur to growth

      Speeches Published: 05/06/2013 Last modified: 01/07/2013
      Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

1038. Control thresholds or bands

      Tasks for firms Published: 03/08/2015 Last modified: 13/12/2023
      Learn about the different control bands for when you need to tell the FCA about a change in control.

1039. Robo Advice: an FCA perspective

      Speeches Published: 02/11/2017 Last modified: 02/11/2017
      Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA

1040. Aggregate complaints data: 2022 H1

      Data Published: 20/10/2022 Last modified: 27/04/2023
      This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2022, between between 1 January and 30 June 2022. This includes the latest trends and analysis by product group.