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Showing 1071 to 1080 of 2644 search results for insurance broker.

1071. Final notice 2016: Robert John Bygrave [pdf]

      Final notices Published: 01/02/2016 Last modified: 01/02/2016
      This final notice refers to breaches of APER 6, FIT and CASS related to appointed representatives, failing to act on information appropriately, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and

1072. Information on data breaches by category - June 2021

      FOI Release Date of Release: 08/06/2021
      The FCA provides information on data breaches by category up to the end of March 2021.

1073. Notice of Decision 2023: Insure 24/7 Limited [pdf]

      Decision notices Published: 23/08/2023
      This Notice of Decision (Insure 24/7 Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

1074. Capital requirements reporting

      Tasks for regulated firms Published: 04/08/2015 Last modified: 09/02/2023
      Once your firm has been authorised by us, we send a reporting schedule with how you report and record information about your firm. Find out what you need to report to us.

1075. FSA - Notice of Undertaking: Consumer Protection Association Ltd [pdf]

      Undertakings Published: 03/07/2006 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: Consumer Protection Association Ltd - Deposit Insurance

1076. FCA Final Notice 2014: Drain Claim Limited [pdf]

      Final notices Published: 07/01/2014 Last modified: 07/04/2015
      This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1077. Information for newly authorised firms

      Published: 30/09/2022 Last modified: 25/05/2023
      As a newly authorised firm, learn about the systems you'll use and important things you need to know.

1078. FCA Final Notice 2013: Arch Motors Limited [pdf]

      Final notices Published: 09/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1079. FCA Final Notice 2013: David John Nickless [pdf]

      Final notices Published: 31/05/2013 Last modified: 07/04/2015
      This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1080. FCA Final Notice 2013: John Patrick Morris [pdf]

      Final notices Published: 15/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.